Chief Compliance Officer and Director of Operations
Jody Sharer is the Chief Compliance Officer (CCO) and Director of Operations at Nestlerode & Loy. She is responsible for making sure that all our paperwork is in order, and since we must comply with a myriad of Federal and State rules and regulations, this is a big task! As CCO, Jody reviews all trades, changes in account status, advertising, forms and other materials for compliance and quality assurance.
Jody is a Licensed Financial Advisor and holds a Long-Term Care Insurance license. Additional credentials include a Life & Annuities License from the Commonwealth of PA Insurance Commission and she has earned the Certified Regulatory & Compliance Professional (CRCP) credential from the Wharton School and FINRA.
A resident of Bellefonte, Jody and her husband Danan reside with their children and many family pets. She volunteers as the Executive Committee Chair for BSA Pack 20 of Centre Hall.
Jody has written articles on Long Term Care for the Women's Journal.
Professional Experience and Accomplishments
Certified Compliance and Regulatory Professional Designation, July 2011
2010 Scholarship to the FINRA Institute at the Wharton School of Business at University of Pennsylvania
Named Chief Compliance Officer at Nestlerode & Loy in May 2009
Named Director of Operations at Nestlerode & Loy in January 2007
Leadership Centre County Class of 2006
Joined Nestlerode & Co, Inc. in 2001 as Assistant to the CFO
Previous work experience: Office Manager at Affordable Radon Solutions;Office Manager at Orkin Pest Control and Executive Officer at Centre County Association of REALTORS, Inc.
* Committee member Cub Scout Pack 20, Centre Hall, PA